The proposed qualification revisions are, for example, persons seeking approval of investment analysts will be required to pass examination on derivatives in addition to holding Certified Financial Planner (CFP) certification. Thai Bond Market Association bond dealer members will be able to seek approval of bond investment consultant if passing examination on relevant regulations.
The draft regulation and consultation paper are available on the SEC website at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, through facsimile number 0-2263-6332 or email to [email protected] until September 25, 2013.