THE SECURITIES AND EXCHANGE COMMISSION Press Releases http://www.thailand4.com/thesecuritiesandexchangecommission/ Photo Release: KBank is ready to offer Wealth Advisor service via K-My Funds under SECs 5 Steps toward Investment with Confidence guidelines At IMAX Quartier CineArt, The EmQuartier shopping complex, KBank, KAsset and KSecurities recently received plaques from the Securities and Exchange Commission, Thailand (SEC) and announced their readiness to offer the Wealth Advisor service to help the th-TH Sun, 23 Sep 2018 17:48:19 +0700 Early Growth Opportunity with $6M Reg D Investor Round http://www.thailand4.com/.gen/2018-05-10/ca28c86896d98ec650024e8a0996687e/ Dubuc Motors, Inc., an early stage electric car company developing high end luxury sport vehicles, announced today that it has launched a private investment round under Rule 506(c) of Regulation D promulgated by the Securities and Exchange Commission http://www.thailand4.com/.gen/2018-05-10/ca28c86896d98ec650024e8a0996687e/ Thu, 10 May 2018 18:58:00 +0700 SET initiates Capital Market Innovation Awards 2018 in search of capital markets top innovations http://www.thailand4.com/.fin/2018-04-24/b032950e782460e4dd508e8b27beee26/ The Stock Exchange of Thailand (SET), jointly with The Securities and Exchange Commission (SEC), Association of Thai Securities Companies (ASCO), Association of Investment Management Companies (AIMC) and Thai Listed Companies Association (TLCA), has http://www.thailand4.com/.fin/2018-04-24/b032950e782460e4dd508e8b27beee26/ Tue, 24 Apr 2018 17:18:51 +0700 Photo Release: Thai and Myanmar regulators sign MOU for cooperation and exchange of information http://www.thailand4.com/.fin/2017-10-19/f7e484509c1525033bcc8baa17161f61/ SEC Secretary-General Rapee Sucharitakul (seated, 3rd from right) and the Securities and Exchange Commission of Myanmar Chairman U Maung Maung Win (seated, center) signed a Memorandum of Understanding (MOU) for mutual cooperation and exchange of http://www.thailand4.com/.fin/2017-10-19/f7e484509c1525033bcc8baa17161f61/ Thu, 19 Oct 2017 13:58:57 +0700 Photo Release: SEC welcomes visitors from Myanmar capital market http://www.thailand4.com/.fin/2017-05-05/eded9bd955b3c1d92b237bdb568d495b/ SEC Secretary-General Rapee Sucharitakul welcomed Mr. U Htay Chunm (7th from right), Commission Member of the Securities and Exchange Commission of Myanmar (SECM), representatives from Yangon Stock Exchange (YSX) and executives from securities firms and http://www.thailand4.com/.fin/2017-05-05/eded9bd955b3c1d92b237bdb568d495b/ Fri, 05 May 2017 11:19:20 +0700 Photo Release: Bangkok Bank receives three Excellence Awards for 2017 from the Finance Ministry and the Thai Bond Market Association (ThaiBMA) http://www.thailand4.com/.fin/2017-03-08/91dc821b8e76d9145fee39fc70e8fb58/ Bangkok Bank Executive Vice-President Sa-Ard Theerarojanawong (4th from left) and members of the Bank#s treasury team accepted awards from the Secretary-General of the Securities and Exchange Commission Rapee Sucharitkul (4th from right) during the http://www.thailand4.com/.fin/2017-03-08/91dc821b8e76d9145fee39fc70e8fb58/ Wed, 08 Mar 2017 9:55:24 +0700 Photo Release: SEC visits Myanmar to promote capital market cooperation http://www.thailand4.com/.fin/2016-12-02/ac917ccdf533299a3dc9aa3a1855d7ff/ SEC Secretary-General Rapee Sucharitakul led the management of the Thai SEC and the Stock Exchange of Thailand to pay a visit to Chairman U Maung Maung Win and the management of the Office of the Securities and Exchange Commission of Myanmar to further http://www.thailand4.com/.fin/2016-12-02/ac917ccdf533299a3dc9aa3a1855d7ff/ Fri, 02 Dec 2016 9:29:35 +0700 Thai bourse first launches mutual fund roadshow in Japan http://www.thailand4.com/.fin/2016-09-16/9f78de859670f78730664a9d0360f178/ The Stock Exchange of Thailand (SET), The Securities and Exchange Commission (SEC) and Association of Investment Management Companies (AIMC) will organize the first Thailand-Japan Fund Roadshow, at Tokyo Stock Exchange, Japan on September 16, 2016, http://www.thailand4.com/.fin/2016-09-16/9f78de859670f78730664a9d0360f178/ Fri, 16 Sep 2016 11:17:38 +0700 Thailand#s Securities and Exchange Commission steps up protection for retail investors http://www.thailand4.com/.fin/2016-08-26/2d95507ef318f9867ebc9b3f846d8f44/ The Securities and Exchange Commission (SEC) is stepping up measures to protect retail investors by supervising the process of cross-selling securities and debt instrument products at bank branches and requiring mutual fund companies to install board http://www.thailand4.com/.fin/2016-08-26/2d95507ef318f9867ebc9b3f846d8f44/ Fri, 26 Aug 2016 17:04:18 +0700 Thailand#s SEC wants change in SET board http://www.thailand4.com/.fin/2016-07-29/1fee7f5d1a53e31a1ff3981a0179acde/ The Securities and Exchange Commission has proposed adding independent members to the Stock Exchange of Thailand#s board of governors. Under the SEC#s proposal, the SET would have no shareholders, said SEC secretary-general Rapee http://www.thailand4.com/.fin/2016-07-29/1fee7f5d1a53e31a1ff3981a0179acde/ Fri, 29 Jul 2016 8:59:17 +0700 SEC: Citigroup provided incomplete blue sheet data for 15 years http://www.thailand4.com/.fin/2016-07-12/3aae0ddddb16afa612d8795f328dee94/ Washington D.C., - The Securities and Exchange Commission today announced that Citigroup Global Markets has agreed to pay a $7 million penalty and admit wrongdoing to settle charges that a computer coding error caused the firm to provide the agency with http://www.thailand4.com/.fin/2016-07-12/3aae0ddddb16afa612d8795f328dee94/ Tue, 12 Jul 2016 8:33:50 +0700 Photo Release: Inside information management seminar http://www.thailand4.com/.fin/2016-06-29/055e1ed1f3ed57e329a1e88406b36c9a/ The Securities and Exchange Commission (SEC) together with the Stock Exchange of Thailand (SET) and the Thai Listed Companies Association (TLCA) organized a seminar on Inside Information Management Tips for Listed Company Executives to update capital http://www.thailand4.com/.fin/2016-06-29/055e1ed1f3ed57e329a1e88406b36c9a/ Wed, 29 Jun 2016 10:07:42 +0700 Thai IOD Statement on Corporate governance of listed companies directors http://www.thailand4.com/.gen/2016-05-13/db8862659b697174061158a125ef4194/ Since late last year there has been a marked increase in the number of cases where directors and executives of listed companies were found guilty and fined by the Securities and Exchange Commission (SEC) for charges relating to asset malpractices. http://www.thailand4.com/.gen/2016-05-13/db8862659b697174061158a125ef4194/ Fri, 13 May 2016 13:20:58 +0700 Photo Release: ASEAN capital market regulators roll out initiatives under ACMFs new five-year roadmap http://www.thailand4.com/.fin/2016-04-11/06d510337a62848afabcfb4b5d6f3d6a/ The Securities and Exchange Commission hosted the ASEAN Capital Markets Forum (ACMF) which 10 member countries approved the five-year ACMF Action Plan (2016 2020) in building capacity building for members and to further engage domestic and http://www.thailand4.com/.fin/2016-04-11/06d510337a62848afabcfb4b5d6f3d6a/ Mon, 11 Apr 2016 13:36:34 +0700 ASEAN capital market regulators roll out initiatives under ACMFs new 5-year roadmap http://www.thailand4.com/.fin/2016-04-11/0e25fc9806b8a91a6b8c5bfaf70574ce/ The ASEAN Capital Markets Forum (ACMF) today approved the ACMF Annual Implementation Plan 2016 (Annual Plan 2016), which sets out ACMF#s immediate priorities for the year, during its 24th meeting hosted by the Securities and Exchange Commission, http://www.thailand4.com/.fin/2016-04-11/0e25fc9806b8a91a6b8c5bfaf70574ce/ Mon, 11 Apr 2016 13:30:22 +0700 Thai bourse joins SEC and mutual fund participants to launch new fund service platform http://www.thailand4.com/.fin/2016-03-15/8f829895a0fee46b23e27a27a80db5db/ The Stock Exchange of Thailand (SET) has signed a memorandum of understanding (MOU) with The Securities and Exchange Commission (SEC) and alliances in Thailand#s mutual fund industry. The MOU is aimed at establishing standards across end-to-end processes http://www.thailand4.com/.fin/2016-03-15/8f829895a0fee46b23e27a27a80db5db/ Tue, 15 Mar 2016 19:29:09 +0700 Thai bourse and SEC to launch Digital IPO,one-stop digital listing service from Jan 25 http://www.thailand4.com/.fin/2016-01-21/93000f1d4a6794deb92b363779fcafbe/ The Stock Exchange of Thailand (SET), jointly with The Securities and Exchange Commission (SEC), will launch digital listing services (Digital IPO), enabling all new securities (IPO, IFF, REIT, and ETF) to be listed via electronic system, starting from http://www.thailand4.com/.fin/2016-01-21/93000f1d4a6794deb92b363779fcafbe/ Thu, 21 Jan 2016 17:32:26 +0700 Photo Release: SEC awarded outstanding booth at SET in the City 2015 http://www.thailand4.com/.fin/2016-01-13/32596aced960e0881e995c554be1a565/ The Securities and Exchange Commission (SEC) was awarded an outstanding booth in providing service and advice according to the survey of investors and shareholders participating in the SET in the City 2015 in November last year, by the Stock Exchange of http://www.thailand4.com/.fin/2016-01-13/32596aced960e0881e995c554be1a565/ Wed, 13 Jan 2016 16:49:18 +0700 Photo Release: Thai listed companies sweep ASEAN CG awards http://www.thailand4.com/.fin/2015-11-17/e78b0d342f0735ba0127f87dd227f15f/ (from right) Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange Commission, Thailand, Mr. Sarjito, Deputy Commissioner of Indonesia Financial Services Authority, Mr. Paul Yuen, Executive Director of Market Conduct Department of http://www.thailand4.com/.fin/2015-11-17/e78b0d342f0735ba0127f87dd227f15f/ Tue, 17 Nov 2015 16:38:44 +0700 Photo Release: Boosting corporate governance in the Thai capital market http://www.thailand4.com/.fin/2015-11-11/28edcfd37dab7723d1c26d994d38e5e4/ (From left) Rapee Sucharitakul, Secretary-General of the Securities and Exchange Commission, Thailand, Mats Isaksson, Head of Corporate Affairs of the Organisation for Economic Co-operation and Development (OECD) andKesara Manchusree, President of the http://www.thailand4.com/.fin/2015-11-11/28edcfd37dab7723d1c26d994d38e5e4/ Wed, 11 Nov 2015 13:39:16 +0700 Photo Release: SEC awarded carbon neutral role model http://www.thailand4.com/.fin/2015-09-29/8b99630803f44449ea850a11a06a1597/ Chalee Chantanayingyong (left), Deputy Secretary-General, the Securities and Exchange Commission (SEC) received a carbon neutral certificate from General Surasak Karnjanarat, Minister of Natural Resources and Environment of Thailand. The SEC is http://www.thailand4.com/.fin/2015-09-29/8b99630803f44449ea850a11a06a1597/ Tue, 29 Sep 2015 9:02:04 +0700 Photo Release: The SEC joined Active Citizen Against Corruption http://www.thailand4.com/.fin/2015-09-08/14c5354c6ffe828ad2afba4f58231f3e/ The Securities and Exchange Commission (SEC) in Join Force to Anti-Corruption 2015: Active Citizen Against Corruption with members of Anti-Corruption Organization of Thailand from public and private sectors on September 6, 2015 at the Centara Grand at http://www.thailand4.com/.fin/2015-09-08/14c5354c6ffe828ad2afba4f58231f3e/ Tue, 08 Sep 2015 14:32:47 +0700 Statement from Thai capital market organizations on Bangkoks blast http://www.thailand4.com/.fin/2015-08-20/a070056024d0fd687f36e0a840416809/ The Securities and Exchange Commission (SEC), together with The Stock Exchange of Thailand (SET), Federation of Thai Capital Market Organizations (FETCO), Association of Investment Management Companies (AIMC) and Thai Listed Companies Association, would http://www.thailand4.com/.fin/2015-08-20/a070056024d0fd687f36e0a840416809/ Thu, 20 Aug 2015 16:29:55 +0700 Bentley Confidentially Submits Registration Statement with the Securities and Exchange Commission for Initial Public Offering of its Class B Common Stock http://www.thailand4.com/.gen/2015-07-08/a0fb20d4834f4b50a0b9382b2b6e4962/ Bentley Systems, Incorporated today announced that it has confidentially submitted a draft registration statement with the Securities and Exchange Commission (SEC) to conduct an initial public offering of its Class B common stock. The offering is http://www.thailand4.com/.gen/2015-07-08/a0fb20d4834f4b50a0b9382b2b6e4962/ Wed, 08 Jul 2015 9:06:36 +0700 Photo Release: SEC-FAP co-organize the 2nd Capital Market Auditors project http://www.thailand4.com/.fin/2015-06-25/d9a8def4ac92634d906b94b434709982/ Rapee Sucharitakul, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) gave an opening remark at the 2nd Capital Market Auditors project co-organized by the SEC and the Federation of Accounting Professions under His Majesty The http://www.thailand4.com/.fin/2015-06-25/d9a8def4ac92634d906b94b434709982/ Thu, 25 Jun 2015 16:10:30 +0700 Photo Release: SEC enhances CFO proficiency http://www.thailand4.com/.fin/2015-04-10/c4e042f793d8cdac322fd2ce43aadd8c/ Vorapol Socatiyanurak, Secretary-General of the Securities and Exchange Commission, Thailand gave an opening speech at the seminar on CFO in the new financial world to raise awareness among chief financial officers (CFOs) on the http://www.thailand4.com/.fin/2015-04-10/c4e042f793d8cdac322fd2ce43aadd8c/ Fri, 10 Apr 2015 17:09:44 +0700 Photo Release: SEC opens SEC Capital Market Knowledge Center http://www.thailand4.com/.fin/2015-04-07/b951fae64711120a2932b9704c4823e1/ Vorapol Socatiyanurak, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) presided over the opening ceremony of SEC Capital Market Knowledge Center, a comprehensive source of financial and investment information along with http://www.thailand4.com/.fin/2015-04-07/b951fae64711120a2932b9704c4823e1/ Tue, 07 Apr 2015 12:26:55 +0700 Malaysia, Singapore and Thailand to implement a streamlined review framework for applications to offer or lit securities in ASEAN http://www.thailand4.com/.fin/2015-03-06/fe4b7d1d8db4e0e4071c8de4a511308a/ The ASEAN Capital Markets Forum (ACMF) announced that the Securities Commission Malaysia, the Monetary Authority of Singapore (MAS), the Securities and Exchange Commission, Thailand (SEC) and the Singapore Exchange (SGX) have signed a Memorandum of http://www.thailand4.com/.fin/2015-03-06/fe4b7d1d8db4e0e4071c8de4a511308a/ Fri, 06 Mar 2015 9:19:58 +0700 Photo Release: Thailand- Malaysia- Singapore to implement a streamlined review framework for applications to offer or list securities in ASEAN http://www.thailand4.com/.fin/2015-03-06/f0fbbb5f2200ca693c2cda4c518f383b/ (from left) Tipsuda Thavaramara, Deputy Secretary-General of the Securities and Exchange Commission of Thailand, Datuk Ranjit Ajit Singh, Chairman of the Securities Commission Malaysia (SC), Lee Boon Ngiap, Assistant Managing Director (Capital Markets) http://www.thailand4.com/.fin/2015-03-06/f0fbbb5f2200ca693c2cda4c518f383b/ Fri, 06 Mar 2015 9:13:07 +0700 Photo Release: SEC-FAP Capital Market Auditors certification ceremony http://www.thailand4.com/.fin/2015-02-19/7b93ee15c720ea6ed8656bdcba418fd5/ Vorapol Socatiyanurak, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) awarded 32 attendance certificates to those completed a training course of Capital Market Auditors project co-organized by the SEC and the Federation of http://www.thailand4.com/.fin/2015-02-19/7b93ee15c720ea6ed8656bdcba418fd5/ Thu, 19 Feb 2015 11:42:58 +0700