Tuesday August 4, 2020 00:30

THE SECURITIES AND EXCHANGE COMMISSION Press Releases

CPFTH, a subsidiary of CPF, plan to issue and offer a debenture to institutional & HNW investors within 20 August 2020 Stcoks—10 Jul 20

CPF (Thailand) Public Company Limited (CPFTH), a subsidiary of Charoen Pokphand Foods Public Company Limited (CPF) holding 99.99% stake in, has filed the Registration Statement with the Office of the Securities and Exchange Commission (SEC) in order to

SET, SEC jointly launch Prof. Link digital system, ready for service July Stcoks—04 Jun 20

The Stock Exchange of Thailand (SET) has signed a Memorandum of Understanding (MOU) with the Securities and Exchange Commission (SEC) in connecting the database on the licenses granted to investment consultants (ICs), investment planners (IPs) and

PLMP Fintech#s Venture Capital entity secures Fund Management licence to bring blockchain to over Stcoks—27 Feb 20

The local investment arm of Singaporean blockchain firm PLMP Fintech, PLMP Venture Capital, has been awarded today an Asset and Fund Management licence by the Securities and Exchange Commission of Cambodia (SECC). The move is part of the company's

SET will not post SP sign on coronavirus-affected listed securities allowed by the SEC for late Stcoks—24 Feb 20

In compliance with the Securities and Exchange Commission (SEC)'s announcement to allow extended deadline on financial statement submission for the novel coronavirus outbreak (COVID-2019)-affected listed companies, and in line with the indication that

SCG supports the rising star, its packaging business, to submit its registration statement and Events—18 Dec 19

SCG Packaging Public Company ("SCGP"); has submitted its registration statement and draft prospectus to the Office of the Securities and Exchange Commission of Thailand (the "Thai SEC") in connection with its contemplated initial public offering ("IPO")

Photo Release: KBank wins Sustainability Disclosure Award presented by Thaipat General—13 Dec 19

Recently, at the Office of the Securities and Exchange Commission, Dr. Adit Laixuthai (right), KBank Senior Executive Vice President, represented KBank to receive the Sustainability Disclosure Award – the highest level of accolade granted during

Cole Haan Announces Confidential Submission Of Draft Registration Statement For Proposed Initial General—22 Oct 19

Cole Haan, Inc. announced today that it has confidentially submitted a draft registration statement on Form S-1 with the Securities and Exchange Commission (the "SEC") relating to the proposed initial public offering of its common stock. The number of

SET joins forces with SEC roll out One-Stop Service for listed and pre-IPO Stcoks—24 Sep 19

The Stock Exchange of Thailand (SET), in collaboration with the Securities and Exchange Commission (SEC), unveils "One-Stop Service" project in accordance with SET's strategy "Creating Partnership Platform to Drive Inclusive Growth", building to provide

SET, SEC, IAA join hands to develop 100 quality stock research papers for 3 Stcoks—25 Jun 19

The Stock Exchange of Thailand (SET), jointly with the Securities and Exchange Commission (SEC) and the Investment Analysts Association (IAA), has initiated a project to extend securities research paper coverage to cover medium to small sized companies,

ZEN Corporation Group Plc. to sell 75 million IPO shares after SEC approved Filing Count 1 Stcoks—23 Jan 19

'ZEN Corporation Group Plc.' or ZEN is preparing to make its Initial Public Offering (IPO) of 75 million shares after the Securities and Exchange Commission (SEC) approved its Filing Count 1. The group is highlighting its food service business which

Photo Release: Indorama Ventures Wins the Best Sustainability Report Award General—11 Dec 18

Indorama Ventures (IVL) received the Best Sustainability Award 2018, organized by the Securities and Exchange Commission and the Thai Listed Companies Association. Mr. Richard Jones (left), Senior Vice President – Corporate Communications,

SET granted Sustainability Report Awards 2018 to CPF Stcoks—11 Dec 18

The Securities and Exchange Commission of Thailand (SEC), Thai Listed Companies Association and Thaipat Institute jointly granted Sustainability Report Awards 2018 (Excellent Award) to Charoen Pokphand Foods Company Limited (CPF) reflecting the company's

SEC Dates CAZ Filing Plans to Sell 80 Million of IPO Shares To Increase Working Capital and Serve Stcoks—20 Nov 18

The Securities and Exchange Commission Thailand (SEC) dated the filing of CAZ (Thailand) Public Company Limited or "CAZ" for listing in the Market for Alternative Investment (MAI). The Company plans to sell 80 million of initial public offering (IPO)

SET announces winner of Capital Market Innovation Awards 2018 Stcoks—10 Oct 18

The Stock Exchange of Thailand (SET), in collaboration with The Securities and Exchange Commission, the Association of Thai Securities Companies, the Association of Investment Management Companies and the Thai Listed Companies Association, has announced

Photo Release: KBank is ready to offer Wealth Advisor service via K-My Funds under SECs 5 Steps Stcoks—12 Sep 18

At IMAX Quartier CineArt, The EmQuartier shopping complex, KBank, KAsset and KSecurities recently received plaques from the Securities and Exchange Commission, Thailand (SEC) and announced their readiness to offer the Wealth Advisor service to help the

Early Growth Opportunity with $6M Reg D Investor Round General—10 May 18

Dubuc Motors, Inc., an early stage electric car company developing high end luxury sport vehicles, announced today that it has launched a private investment round under Rule 506(c) of Regulation D promulgated by the Securities and Exchange Commission

SET initiates Capital Market Innovation Awards 2018 in search of capital markets top Stcoks—24 Apr 18

The Stock Exchange of Thailand (SET), jointly with The Securities and Exchange Commission (SEC), Association of Thai Securities Companies (ASCO), Association of Investment Management Companies (AIMC) and Thai Listed Companies Association (TLCA), has

Photo Release: Thai and Myanmar regulators sign MOU for cooperation and exchange of Stcoks—19 Oct 17

SEC Secretary-General Rapee Sucharitakul (seated, 3rd from right) and the Securities and Exchange Commission of Myanmar Chairman U Maung Maung Win (seated, center) signed a Memorandum of Understanding (MOU) for mutual cooperation and exchange of

Photo Release: SEC welcomes visitors from Myanmar capital market Stcoks—05 May 17

SEC Secretary-General Rapee Sucharitakul welcomed Mr. U Htay Chunm (7th from right), Commission Member of the Securities and Exchange Commission of Myanmar (SECM), representatives from Yangon Stock Exchange (YSX) and executives from securities firms and

Photo Release: Bangkok Bank receives three Excellence Awards for 2017 from the Finance Ministry and Stcoks—08 Mar 17

Bangkok Bank Executive Vice-President Sa-Ard Theerarojanawong (4th from left) and members of the Bank's treasury team accepted awards from the Secretary-General of the Securities and Exchange Commission Rapee Sucharitkul (4th from right) during the

Photo Release: SEC visits Myanmar to promote capital market cooperation Stcoks—02 Dec 16

SEC Secretary-General Rapee Sucharitakul led the management of the Thai SEC and the Stock Exchange of Thailand to pay a visit to Chairman U Maung Maung Win and the management of the Office of the Securities and Exchange Commission of Myanmar to further

Thai bourse first launches mutual fund roadshow in Japan Stcoks—16 Sep 16

The Stock Exchange of Thailand (SET), The Securities and Exchange Commission (SEC) and Association of Investment Management Companies (AIMC) will organize the first "Thailand-Japan Fund Roadshow", at Tokyo Stock Exchange, Japan on September 16, 2016,

Thailand#s Securities and Exchange Commission steps up protection for retail Stcoks—26 Aug 16

The Securities and Exchange Commission (SEC) is stepping up measures to protect retail investors by supervising the process of cross-selling securities and debt instrument products at bank branches and requiring mutual fund companies to install board

Thailand#s SEC wants change in SET board Stcoks—29 Jul 16

The Securities and Exchange Commission has proposed adding independent members to the Stock Exchange of Thailand's board of governors. Under the SEC's proposal, the SET would have no shareholders, said SEC secretary-general Rapee

SEC: Citigroup provided incomplete blue sheet data for 15 years Stcoks—12 Jul 16

Washington D.C., -- The Securities and Exchange Commission today announced that Citigroup Global Markets has agreed to pay a $7 million penalty and admit wrongdoing to settle charges that a computer coding error caused the firm to provide the agency with

Photo Release: Inside information management seminar Stcoks—29 Jun 16

The Securities and Exchange Commission (SEC) together with the Stock Exchange of Thailand (SET) and the Thai Listed Companies Association (TLCA) organized a seminar on "Inside Information Management Tips for Listed Company Executives" to update capital

Thai IOD Statement on Corporate governance of listed companies directors General—13 May 16

Since late last year there has been a marked increase in the number of cases where directors and executives of listed companies were found guilty and fined by the Securities and Exchange Commission (SEC) for charges relating to asset malpractices.

Photo Release: ASEAN capital market regulators roll out initiatives under ACMFs new five-year Stcoks—11 Apr 16

The Securities and Exchange Commission hosted the ASEAN Capital Markets Forum (ACMF) which 10 member countries approved the five-year ACMF Action Plan (2016 – 2020) in building capacity building for members and to further engage domestic and

ASEAN capital market regulators roll out initiatives under ACMFs new 5-year Stcoks—11 Apr 16

The ASEAN Capital Markets Forum (ACMF) today approved the ACMF Annual Implementation Plan 2016 (Annual Plan 2016), which sets out ACMF's immediate priorities for the year, during its 24th meeting hosted by the Securities and Exchange Commission,